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Providing a Personal Touch to your Finances and Planning

 

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Making it easier to stay informed

This weekly update offers insights into domestic and global financial markets.

 

Weekly Marketing Commentary

 

 

Offering a Global Overview

This weekly update offers insights into the U.S. and global economy.

 

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About Us

We are dedicated to professionally supporting, educating, and providing informed direction to each and every client.

Story
& History

We are dedicated to providing investment management and strategic wealth planning that is right for you. Simply put, we strive to be our client’s trusted advisor.

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Values
& Philosophy

As a firm, our focus is to understand your goals and develop a plan to pursue them. We will meet with you to present an analysis and discuss our recommendations. Together, we implement the recommendations and monitor your progress.

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Mission
& Services

A strong planning process is the best way to create a more financially secure plan. It is crucial to create a financial plan that seeks to protect your needs now, and that plans for the future, in a tax efficient manner.

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Find Out More About Us

Investment

Services

There are many financial products in the market, and so choosing the ones that best meet an individual client’s needs can be complicated. Informed decisions about the products in any portfolio are best made after an assessment of individual needs. After meeting to do this, you are better informed when the time comes to choose from a comprehensive suite of products and services and select those that address your unique situation.

View All Investment Services
 

Market Outlook

The longer I’m in this business the more convinced I am that change is the only constant.

 

Individual Retirement Plans

401 (k) Retirement Plans and Individual Retirement Plans

 

Individual Participant Advice

Currently offering advisory services to University of Iowa, Iowa State University and University of Northern Iowa employer retirement plan participants on the TIAA-CREF platform

 

Employer Plan Services

Why should you consider a retirement plan for your business?

 

Asset Allocation

Asset allocation is the process of selecting a mix of asset classes that closely matches an investor’s financial profile in terms of their investment preferences and tolerance for risk.

 

College Savings Plans

A college education is expensive – and prices for tuition and living expenses are only getting higher.

 

Charitable Giving

Everyone has their own reason for gifting their assets or a portion of their income to charitable organizations.

 

Financial Planning

Services

Financial Planning in its simplest form is a process by which our team will ascertain what your goal is and then develop a plan to work toward achieving that goal. The actual steps involve gathering data, performing an analysis, develop and presenting a plan, implement the plan for you, and then monitor the plan. Here are some of the many examples in which our team has helped our clients.

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Managing Your Finances

Managing your finances is an important component to any financial security plan.

 

Retirement Planning

Retirement planning today has taken on many new dimensions that never had to be considered by earlier generations.

 

Insurance Planning

Insurance is essential to any comprehensive financial security plan.

 

Tax Planning

No one likes taxes. But the advice of a financial planner can help with the selection of products and services that help ease the burden.

 

Financial Planning with Wealthvision

The pace and complexity of managing modern finances leaves many people feeling unprepared and uncertain about their financial future.


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The Power of Affiliation

LPL Financial is one of the nation’s leading financial services companies and a publicly traded company under ticker symbol LPLA. The firm’s mission is rooted in the belief that objective financial guidance is a fundamental need for everyone. LPL does not offer proprietary investment products or engage in investment banking activities; this means advisors affiliated with LPL are not pressured or influenced by LPL to sell its products. Thousands of financial advisors nationwide are able to rely on the firm’s tools and resources to help them provide financial guidance and recommendations to address their clients’ needs. For more information about LPL Financial, visit www.lpl.com.

 LPL Financial supports the knowledge and experience of their advisors with a vast catalog of services and resources, such as:

  • Objective market research
  • Weekly Market Commentary
  • Weekly Economic Commentary
  • LPL Financial Research
  • Compliance oversight
  • Innovative technology
  • Ongoing advisor practice consulting and training

With this alliance, we have chosen to strengthen and elevate the services that our firm provides to help guide you toward your financial goals.

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Meet Our Team

Learn more about our amazing team of professionals and see what makes us different. We're here to help guide you in the right direction.

View All Team Members
Photo of team member
500 South Clinton Street
Iowa City, IA 52240

John joined MidWestOne Investment Services in 2005...

John D Evans

AIF® First Vice President, LPL Financial Advisor

Photo of team member
700 Main Street, Suite 103
Pella, IA 50219

Mike Roozeboom joined MidWestOne Investment Services in Pella...

Mike Roozeboom

Vice President, LPL Financial Advisor

Photo of team member
465 Hwy 965 NE Suite A
North Liberty, IA  52317

Dirk Joined...

Dirk Ockerlander

LPL Financial Advisor

Photo of team member
700 Main Street, Suite 103
Pella, IA 50219

Allan earned a Bachelor of Arts degree in Communication/...

Allan Walz

LPL Financial Advisor

Photo of team member
3225 Division Street
Burlington, IA 52601-1670

Jason worked as a financial advisor at US Bank and Great...

Jason Strandberg

LPL Financial Advisor

Photo of team member
8670 Wolff Court, Suite 165
Westminster, CO 80031

Carol joined MidWestOne Investment Services in May...

Carol Sutterfield

CRPS LPL Financial Advisor

Photo of team member

4099 Tamiami Trail N. Suite 100
Naples, FL 34103

 

Demetrius has been in the financial services industry since...

Demetrius Levantini

LPL Financial Advisor

Photo of team member
120 West Center Street
Conrad, IA  50621
 

Mary Beth...

Mary Beth Hines

LPL Financial Advisor

Photo of team member

 

895 Main Street

Dubuque, IA 52001

Michael attended Luther College in Decorah, Iowa where he...

Michael Lacey

LPL Financial Advisor

Photo of team member
500 South Clinton Street
Iowa City, IA 52240

Brian has been in the Financial Services industry since...

Brian Ties

CFP® Second Vice President, LPL Financial Advisor

Photo of team member
700 Main Street, Suite 103
Pella, IA 50219

Rhonda has been in the Financial Services industry since 2002...

Rhonda Brummel

Second Vice President, LPL Registered Marketing & Sales Assistant

Photo of team member
604 Honeysuckle Dr.
Harrisburg, SD  57032

Tasha has been in the...

Tasha Fowler

Second Vice President, LPL Registered Marketing & Sales Assistant

Photo of team member
110 First Avenue
Coralville, IA 52241

Jim graduated from the University of Iowa with a BA in...

Jim Magrane

LPL Registered Sales Assistant

Photo of team member
8670 Wolff Court, Suite 165
Westminster, CO 80031

Amanda Anderson has been in the financial services...

Amanda Anderson

LPL Registered Sales Assistant

Photo of team member

280 John F Kennedy Road
Dubuque, IA 52004-0938

Rich has been in the Financial Services industry since 2000 and joined MidWestOne...

Rich Cannon

LPL Registered Sales Assistant

Photo of team member
124 South First Street
Oskaloosa, IA 52577

Jane started with MidWestOne Bank in 1992, joining...

Jane Krutzfeldt

Administrative Assistant

Photo of team member
700 Main Street, Suite 103
Pella, IA 50219

Christina graduated from Des Moines Area Community College...

Christina Hockenberg

Administrative Assistant

Latest News

Blog & Events

Stay up to date with our latest financial news and events. Register today for one of our workshops or subscribe to our blog.

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Tax-Advantaged 529 Accounts

Submitted by MidWestOne Investment Services on May 27th, 2022

What families need to consider

According to the College Board, the most recently published figures of the average annual cost of tuition and fees at a public university for a school year was $9,970 for in-state students and $25,620 for out-of-state students. The average cost of a private university was much higher at $34,740.

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4 Charitable Giving Strategies to Consider

Submitted by MidWestOne Investment Services on May 19th, 2022

Through charitable giving, you can support causes or organizations you believe in and lock in tax benefits simultaneously. Whether you’re new to charitable giving or a veteran, there are several strategies you should keep in mind. The giving methods you choose, what you give, and when you give can help you maximize your impact and minimize your tax burden.

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Understanding the Net Investment Income Tax

Submitted by MidWestOne Investment Services on May 19th, 2022

If your income hits a certain level, you may face an additional wrinkle in calculating your taxes: the net investment income tax (also referred to as the unearned income Medicare contribution tax). This 3.8% Medicare tax applies to some or all of your net investment income if your modified adjusted gross income (MAGI) exceeds certain thresholds.

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  • 500 South Clinton Street, Iowa City, IA 52240 USA
  • Phone: 319-341-2001
  • Email: mwoinvestmentservices@midwestone.com

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Securities and advisory services offered through LPL Financial (LPL), a Registered Investment Advisor and broker-dealer, (Member FINRA/SIPC).  Insurance products offered through LPL or its licensed affiliates. MidWestOne Bank and MidWestOne Investment Services are not registered as a broker-dealer or investment advisor. Registered representatives of LPL offer products and services using MidWestOne Investment Services, and may also be employees of MidWestOne Bank. These products and services are being offered through LPL or its affiliates, which are separate entities from, and not affiliates of, MidWestOne Bank or MidWestOne Investment Services. Securities and insurance offered through LPL or its affiliates are:

Not Insured by FDIC or any Government Agency

May Lose Value

Not Bank Deposits or Obligations

Not Bank Guaranteed

The LPL Financial representatives associated with this website may discuss and/or transact securities business only with residents of the following states:
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